• 29 July 2010
• Reference: JR214921

• Compliance Assistant

• City of London GBP140 - GBP150 day Temporary

My Client, a leading Investment Bank is looking to expand their Compliance team by hiring a Compliance Assistant.
My Client is a leading financial services group and the pre-eminent independent investment bank with worldwide reach. Backed by a strong balance sheet, they offer unrivalled asset raising abilities and have a proven record of delivering value for our clients.
They offer a broad range of innovative services tailored to the specific requirements of individual, institutional, corporate and government clients. In many cases their pioneering spirit creates new and differentiated solutions, but always with the reassurance that this is underpinned by a global intelligence network, knowledge and depth of experience in the financial markets.
As a Compliance Assistant, general responsibilities will include:

-Assist with various aspects of the approved persons/registrations role including:
-Booking exams and tracking exam completion
-Submitting application forms to the FSA
-Sending out and tracking competency assessments
-Advising the business in relation to approved persons requirements (where required)
-Filing
-Maintaining approved persons records
-Associated ad hoc tasks requested by line management
-Approving system access

The position of Compliance Assistant will require the right candidate to have Prior experience in a registrations role and knowledge of the approved persons regime is highly preferable
Ideally you will have the working skills and knowledge and have come from a background where similar duties have been performed.
If you are interested in applying for the role of Compliance Assistant, then please apply via the website.


Joslin Rowe - Winner of 4 UK Recruiter Awards including Best Accountancy/Financial Recruitment Firm and Best Office Support Agency.
Joslin Rowe is a Randstad company. Joslin Rowe Temporaries Ltd encourages applications from individuals from all backgrounds but candidates must be able to demonstrate their ability to work in the UK. Joslin Rowe Temporaries Ltd is acting as an Employment Agency in relation to this vacancy.

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Keywords related to this job

• Compliance,
• Investment / Trade Compliance,
• City of London,
• Temporary,
• Investment Banking,
• FSA Registration or approved person