• 29 September 2008
• Reference: JR205481

• Compliance Analyst - London, West End

• City of London £25.00 - £28.00 p/hr Temporary

As a Compliance Analyst at this successful and respected US fund manager you will work in a close knit team performing a generalist role covering many aspects of investment management compliance. Our client seeks an individual who can make an immediate impact with minimal training and direction and who will be capable of demonstrating in-depth knowledge of compliance monitoring.

The full scope of the role includes:

-Institutional and Private accounts opening and maintenance
-Reviewing all pertinent client documentation including trusts and pension plans
-Ensuring that both internal and regulatory requirements have been met
-AML/KYC checks
-Review client account documentation to determine whether adequate records are retained
-Review client account documentation to determine whether Advisers have performed sufficient "suitability" analysis
-Compliance monitoring
-Participate and or lead in a variety of projects
-Be a major contributor to a continuous process improvement culture
-Review changes to applicable regulations and assist the Compliance Officer in analysing their impact, assisting with business process change to take account of new requirements
-Provision of training to the business areas regarding internal procedures or general regulatory matters as necessary
-Assist with the review of marketing materials
-Assist the UK Compliance Officer with general compliance related tasks

In order to fulfil the above duties it is likely the successful candidate will have the following attributes:

-Educated to degree level or equivalent
-Compliance experience in a FSA regulated firm - investment manager
-Investment Management Certificate (preferred)
-Compliance monitoring experience (can conduct compliance reviews independently)
-AML/KYC (experience with account opening and UK Money Laundering requirements)
-Good knowledge of FSA rules
-Client service orientation
-Ability to research and solve problems
-Strong interpersonal skills
-Team player; personable; outgoing; high energy
-Excellent attention to detail; can multi task; possesses leadership ability

Please contact us immediately to be considered for this opportunity. Our client is seeking an immediate start.

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Keywords related to this job

• Compliance,
• Investment / Trade Compliance,
• City of London,
• Temporary,
• Asset/ Investment Management,
• investment management compliance,
• monitoring