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  • 19 August 2008
  • Reference: JR204172
  • Investment Compliance Analyst - London

  • City of London Competitive Permanent
  • Benefits: Competitive

An Investment Compliance analyst is required for the performance and risk analytics department of a world-leading financial services provider.


The performance and risk analytics department produces a variety of reports and services based on performance, attribution, investment compliance monitoring and advanced risk analytics.


The compliance analyst, under the direction of a team leader, is responsible for conducting daily, weekly, and monthly reviews of client investment guidelines. The scope of activities includes timely generation of tests, validating accounting data, sourcing third party data, report production, communication of test results and breaches to clients, undertaking related administrative functions, and contributing to team efforts to further automate and improve monitoring and risk reporting activities.

Needs.


Proven experience gained in a securities processing environment, coupled with accounting exposure, is required for this role. Ideally, the candidate would have academic or professional qualifications, such as the IMC, or similar, although this is not essential.

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