• 13 August 2008
• Reference: JR204075

• Control Room Analyst

• City of London £20.00 - £22.00 p/hr Temporary

A leading global investment banks Compliance Operations team is seeking a Control Room Analyst. This team is part of the Legal, Risk and Capital Operations function that liaises with the Control Room advisory function and other Compliance Operations departments globally. The Control Room Operations team is part of a global Control Room Operations network of five regions (EMEA, Americas, Hong Kong, Sydney and Tokyo). The activities of the London Control Room Operations team mainly involve:

*Ensuring compliance with specific securities laws and/or bank policy relating to trading and research restrictions through administration and publication of the bank's Restricted List and associated securities monitoring.

*Helping detect, escalate and manage potential conflicts of interest between different divisions of the bank through administration of the intra-divisional conflict clearing process and clearing of the bank's research product.

*Other responsibilities will include Employee Trading Request approvals/contract reconciliations, Restricted List maintenance and Restricted List and Watch-List monitoring and Surveillance.

The Candidate will report to the EMEA Regional Head of Control Room Operations. Experience in a Control Room environment in an investment bank or experience gained in monitoring or advisory compliance is essential.

If you have similar experience to that outlined above, and are looking for a temporary opportunity within a progressive and dynamic environment, please forward your CV to michellemyers@joslinrowe.com or call directly on 02077866412

• Send to a friend

• Apply

Keywords related to this job

• Compliance,
• Control Room / Central Compliance,
• City of London,
• Temporary,
• Investment Banking,
• compliance,
• conflicts of interest,
• monitoring