• 28 August 2008
• Reference: JR203929

• Compliance Testing Manager

• City of London Excellent Permanent
• Benefits: excellent

My client, one of the world's most eminent and highly respected investment banks requires a compliance associate to join its Compliance Testing Unit in London. Principal objectives of the role will be to create and execute detailed testing work programs to review compliance with regulations and firm policies.

This position will reside within the institutional compliance testing group in London which is responsible for coverage of the firm's securities trading and sales, investment banking and research departments.

This is an exciting opportunity for an individual to join an international team. Working closely with compliance and business management the successful candidate will gain an excellent understanding of the firm's businesses and the rules and regulations under which the firm operates.

The candidate will have good auditing experience in the financial services industry, and a recognised audit certification such as ACA, CIA, CISA, or CPA. Recent relevant experience will also be taken into account.

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Keywords related to this job

• Compliance,
• Monitoring / Surveillance / Testing,
• City of London,
• Permanent,
• Investment Banking,
• testing,
• reviewing,
• audit,
• compliance,
• trading,