• 5 August 2008
• Reference: JR203729

• Compliance Analyst

• City of London Competitive Permanent
• Benefits: Competitive

A Compliance Analyst is sought by our client, one of the UK's largest mutual fund managers and the European leader in pan-European equities. Our client serves the investment needs of individuals, institutions and advisers in markets outside the Americas, providing mutual funds, defined contribution pensions, segregated portfolios and multi-manager products.

Reporting to the associate director of investment compliance, your role is to provide compliance analysis and monitoring for real time trading activity and general support for operational compliance oversight activities including time-of-trade monitoring, regulatory advice, and aggregate limit monitoring.

Key responsibilities will be to assist in the monitoring of investment guidelines for all institutional and retail accounts managed or dealt out of the London office including initial public offerings, secondary placings, unlisted securities etc.

We seek candidates with a good academic education, preferably having attained a numerate higher-education qualification. Experience working within financial services or other professional services environment in a similar numerate role is required for this position. Department experience within compliance, audit, risk or legal preferred. Experience within asset management would be a bonus.

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Keywords related to this job

• Compliance,
• Compliance Officers / Analysis,
• City of London,
• Permanent,
• Risk Management,
• monitoring,
• investment management,
• regulatory,
• trade