• 28 August 2008
• Reference: JR203107

• International AML/KYC Project Manager

• Docklands Negotiable Permanent
• Benefits: excellent

Our client is one of the world's leading financial institutions. It specialises in providing asset servicing solutions and asset management to both institutional and personal clients. The delivery of products and services to this client base is supported through a network of offices around the globe.

ROLE
The aim of the team is to develop and administer effective compliance practices with the support of the specialist teams within the Corporate Compliance department and provide leadership and direction to the specific region, effectively acting as a 'bridge' between the business and Compliance.

The candidate will report to the Manager of the Compliance & Control Risk team, EMEA.

The candidate's principal responsibility is the day to day supervision of a small team within the Compliance & Control Risk team effectively project managing the introduction of new globalised client take on procedures and ongoing client file monitoring requirements. The project covers the asset servicing businesses across the EMEA region, as well as some support to the Asia Pacific region. The role also includes extensive liaison with headquarters the Corporate Compliance departments across the region and local management.

Once the new procedures are implemented, the candidate will be responsible for providing ongoing support to the business units in maintaining a fully compliant environment ensuring that activities are conducted in accordance with applicable laws, rules, regulations and internal policies. This will include ongoing AML/KYC initiatives as well as other regulatory initiatives such as Treating Customers Fairly, Inducements and Conflicts of Interest.

The candidate will also be responsible for delivering on compliance related projects including systems developments and training programmes.

PRINCIPAL RESPONSIBILITIES
Identify, develop and maintain compliance and risk management related policies, procedures and practices including
Providing support to the region in delivering a robust process for the globalisation of the new client take-on and subsequent monitoring requirements;
Development and delivery of appropriate training for Business Unit staff in the region

Manage the development, implementation and operation of procedures for key business risks relating to Compliance initiatives:
Reviewing current procedures, presenting recommendations and implementing change as required.

Manage and participate in ad-hoc projects including
Enhancements to internal systems through the user groups;
Interaction with Operations representing the team;
Liaison with Business Unit management
Liaise with the North America Counterpart.

Supervision of small team to implement new globalised procedures

REQUIRED EXPERIENCE
Minimum 5 years AML/KYC Compliance experience
Good knowledge of UK regulatory framework for AML/KYC as well as other regulatory initiatives
Experience in managing complex projects across multiple locations

SKILLS / EXPERIENCE
Strong systems skills: MS Excel, PowerPoint, Project and Access would be advantageous
Highly flexible on type of work and working away at other office locations
Strong leadership/influencing skills
Articulate with good communication skills.
Methodical, measured and thoughtful.
Strong presentational and motivational skills.

Please call Fergus Hooley for more information or apply online

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Keywords related to this job

• Compliance,
• KYC / AML,
• Docklands,
• Permanent,
• Asset Servicing / Global Custody,
• AML