• 15 July 2008
• Reference: JR201441

• Audit & Compliance Monitoring Analyst - City

• City of London £40,000 - £50,000 p/a Permanent
• Benefits: benefits

An audit & compliance monitoring analyst is required for an eminent asset management house, based in London.

The purpose of the position is to provide a proactive audit & compliance monitoring service to senior management through undertaking audit and compliance monitoring reviews, spot checks, reviews and investigations.

Responsibilities will be to undertake risk based audits, detailed compliance monitoring reviews, spot checks and ad hoc reviews from planning through to reporting. The compliance analyst will agree reporting with the senior audit & compliance monitoring manager and with the business.

Preferably the candidate will have attained academic/professional qualifications in audit or accountancy or industry qualification with significant regulatory focus, (for example securities institute diploma). Solid audit or compliance monitoring experience is essential for this role. Financial services knowledge is highly preferred and investment management industry experience is ideal.

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Keywords related to this job

• Compliance,
• Monitoring / Surveillance / Testing,
• City of London,
• Permanent,
• Asset/ Investment Management,
• asset management,
• compliance