• 12 June 2008
• Reference: JR200710

• Compliance Control Room

• City of London Dependent on experience Temporary
• Benefits: market related rates

One of the world's leading international financial services providers, a top-tier investment bank is seeking a compliance control room analyst. The EMEA Control Room is part of the Central Compliance function and liaises with both the business divisions and other Compliance departments globally. The EMEA Control Room is part of a global Control Room network of five regions (EMEA, Americas, Hong Kong, Sydney and Tokyo). The EMEA Control Room currently comprises of 10 staff; 6 based in London.

The activities of the London Control room involve helping prevent and detect the misuse of unpublished price sensitive information through monitoring of the banks Chinese Wall procedures, (mainly maintenance of the Watch List and associated securities monitoring) and through the administration of the banks PA dealing policy. Ensuring compliance with specific securities laws and/or bank policy relating to trading and research restrictions through administration and publication of the banks Restricted List and associated securities monitoring. Helping detect, escalate and manage potential conflicts of interest between different divisions of the bank through administration of the intra-divisional conflict clearing process and clearing of the banks research product. Provision of advice to the business, Legal and Compliance on the above issues.

They are currently seeking a Candidate whose responsibilities will include conflict clearance, Research clearance, Chinese wall crossings and Watch and Restricted List maintenance. In addition the candidate will be responsible; as part of a CR team; for a number of countries in the wider EMEA region in respect of CR related activities. This candidate will report to the Head of the EMEA Control Room.


Strong experience in a Control Room environment in an investment bank or experience gained in monitoring or advisory compliance is preferable. The ideal candidate should be educated to degree level; exhibit excellent oral and written communication skills, be highly motivated with the ability to work to deadlines, be able to work as part of a small team in a small security controlled environment and be discrete in the handling of confidential information

If you have similar experience to that outlined above, and are looking for a temporary opportunity within a progressive and dynamic environment, please forward your CV to compliancetemps@joslinrowe.com or call directly on 02077866412

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Keywords related to this job

• Compliance,
• Control Room / Central Compliance,
• City of London,
• Temporary,
• Investment Banking,
• control room