• 11 July 2008
• Reference: JR200525

• Compliance Executive

• West End £50,000 - £700,000 p/a Permanent (Part time)

Compliance Manager West End Up to £70,000


Our client are on of Europe's leading financial Institutions specialising in Corporate Finance,Investment Banking and Fund Management. They are currently recruiting for a compliance manager to join their team.

Duties

Monitoring and Review of business activities undertaken by the Group
Execution of the Compliance Monitoring Program
Maintenance of Compliance Records
Approval of Financial Promotions and Investment Research
Provide advice and guidance to front office and support staff on Compliance issues
Assist with the Training and Competence regime within the Group
Provide Compliance input to Ad-hoc projects

Experience

Must have previous compliance experience from a Asset Manager, Investment Bank, Hedge Fund
Ideally will come from an Institutional background
Ideally degree educated

• Send to a friend

• Apply

Keywords related to this job

• Compliance,
• Compliance Managers,
• West End,
• Permanent,
• Investment Banking,
• Part Time,
• Compliance,
• Compliance Managers,
• West End,
• Permanent,
• Investment Banking,
• Part Time,
• Compliance Manager