• 8 May 2008
• Reference: JR199719

• Compliance & AML Officer - City of London

• City of London £50,000 p/a Permanent
• Benefits: benefits

A Compliance & AML Officer is required for a prestigious securities firm, based in London.

The purpose of the compliance & AML officer focuses on monitoring business activity and conducting regular reviews to ensure compliance with relevant guidelines and policies, analyzing regulatory changes and developing a framework of internal codes, policies and procedures and implementing best practice.

You will carry out regular assessments of capital adequacy of the firm to cover the nature and level of the risks which the company is or might be exposed. You will identify the major sources of risk to the company's ability to meet its liabilities as they fall due. You will draft compliance review reports and establishing internal operating procedures, and assist with ad hoc procedures.

A good working knowledge or strong interest in compliance with FSA guidelines and regulations is required, specifically COB, GENPRU, BIPRU, and MiFID. You will demonstrate good reporting and presentation skills plus have a willingness and capacity to learn.

Previous experience in a CF10 & CF11 role within a bank/financial institution and/or in a risk management/regulatory compliance departments of a financial consultancy/audit firm is required.

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Keywords related to this job

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