JoslinRowe Compliance Officers / Analysis Vacancies Feed

13/08/2008 09:40:20 Equities Compliance Officer City of London Permanent Reference: 204041

My client is a leading investment bank with offices throughout the world. Due to expansion a vacancy has arisen in their equity compliance team. Based in the London offices key duties and skills of the role are as follows;

*Provide advis

30/10/2008 11:10:13 Compliance Officer - London £45,000 - £50,000 p/a City of London Permanent Reference: 206271

An exceptional Compliance Officer is required by a Top 5 insurance broking house.

This organisation is a world leader in insurance and reinsurance business. The quality of the people they employ sets them apart and they are now focused

26/11/2008 16:40:13 Compliance Analyst - Discretionary Fund Manager £40,000 - £45,000 p/a City of London Permanent Reference: 206839

Our client is a leading independent discretionary fund manager . The Compliance team is growing and an opportunity has arisen for an Analyst who wishes to work autonomously in a dynamic environment in which their development will be limited only by t

13/11/2008 17:30:33 Compliance Analyst - London £40,000 - £41,000 p/a City of London Permanent Reference: 206620

Compliance Analyst City £40,000

Our client a large Institutional Asset Management company based in the city are currently looking for a compliance analyst to join their

03/11/2008 16:30:33 Deputy Compliance Officer Broker/Dealer £75,000 - £76,000 p/a City of London Permanent Reference: 206376

Our client is a specialist institutional agency brokerage business offering a wide range of value added services to investors. These include sales, research and trading services to a variety of institutional clients, in particular major hedge

08/09/2008 09:20:14 Compliance Manager x 2 - COLLECTIVES £47,500 - £50,000 p/a City of London Permanent Reference: 204798

Our client is a market-leading Fund Manager

Key Responsibilities
- Monitoring Undertake monitoring of the group's operations with specific responsibility for the Collectives business in accordance with the COLL monitoring programm

11/11/2008 14:20:21 GSS Compliance officer £250 - £280 day City of London Temporary Reference: 206556

The role of Compliance Officer sits within the European Securities Division Compliance team working with the Prime Brokerage business and reporting to the Head of Prime Brokerage Compliance.

In the role of Compliance Officer you would p

06/10/2008 16:33:48 Regulatory Risk Analyst - Edinburgh Edinburgh Permanent Reference: 205601

Position: Regulatory Risk Analyst - Edinburgh
Salary: excellent + bonus + benefits
Ref: JR205601

Are you a high performing Investment Operations professional seeking a change of career direction into the increasingly importan

09/10/2008 11:41:35 Equities Compliance Analyst - Trading Floor Based £40,000 - £45,000 p/a City of London Permanent Reference: 205734

This is a trading floor based Equities role with a premier European Market-Maker

An Equities Compliance Officer to undertake compliance monitoring and provide support to the front office. The individual will work within a small team, w

07/10/2008 12:40:14 Business Risk Assistant - London £35,000 - £40,000 p/a City of London Permanent Reference: 205521

A top 10 Lloyd's insurance brokerage are currently recruiting for a Business Risk Assistant to assist the management team in the carrying out of compliance and business risk activities for London market activity.
This is an opportunity to devel

06/10/2008 10:10:15 Front-Office Compliance - Premier Market-Maker £40,000 - £45,000 p/a City of London Permanent Reference: 205643

Our client is leading European Market-Maker , able to offer a broad spectrum of banking products . It operates from centrally located City offices and forms part of broader financial
services group .
This exciting role will be based o