JoslinRowe Compliance Vacancies Feed

00:00:00 Senior Compliance Assistant £45,000 - £50,000 p/a City of London Permanent Reference: 201657

Working as the No.2 within the Compliance Division of a successful Lloyds Broker, you will be assisting in all aspects of the compliance function and be able to cover to a reasonable degree for the Compliance Officer. Responsibilities are varied and

00:00:00 Cash Equities Compliance Manager - Top Tier Investment Bank £50,000 - £70,000 p/a City of London Permanent Reference: 203212

Our client is unquestionably one of the world's foremost investment banks

It has an immediate opportunity for an experienced candidate to join its Cash Equity Compliance team at its centrally located offices .

A full spec

00:00:00 Compliance Administrator - London £28,000 - £33,000 p/a City of London Permanent Reference: 203181

Our client is a pre-eminent global fund manager

MAIN PURPOSE OF JOB:
To assist with monitoring and provide administrative assistance to the Compliance team

KEY RESPONSIBILITIES:
Investment guideline and restrict

00:00:00 AML Officer £20.00 - £27.00 p/hr City of London Temporary Reference: 203169

A global universal bank that provides advisory, trading and risk management services across the full range of financial products for clients around the world is seeking an AML expert to review all AML documentation held to ensure that all FSA and AML

00:00:00 International AML/KYC Project Manager City of London Permanent Reference: 203107

Our client is one of the world's leading financial institutions. It specialises in providing asset servicing solutions and asset management to both institutional and personal clients. The delivery of products and services to this client base

00:00:00 Compliance Consultant Glasgow Permanent Reference: 199821

Position: Compliance Consultant - Central Scotland
Salary: £30 - £32,000
JR Reference: 176191

Our Client, based in Glasgow are looking for an experienced Compliance Consultant for their team to cover central Scotland. Sala

00:00:00 Compliance Monitoring Manager Edinburgh Permanent Reference: 202291

Position: Compliance Monitoring Manager - Edinburgh
Salary: circa £35,000 plus excellent benefits
JR Reference: 202291

Fantastic opportunity to join this leading organisation as a Compliance Monitoring Manager dealing with t

00:00:00 AML Compliance Consultant City of London Permanent Reference: 203003

The purpose of this position is to provide support within the London Anti-Financial Crime (AFC) unit which has a primary focus in the UK but with "centre of excellence" objectives for promulgating the adoption of risk-based standards throughou

00:00:00 Business Risk Manager - Edinburgh Edinburgh Permanent Reference: 202827

Position: Business Risk Manager (VP Level) - Edinburgh
Salary: package to attract the best
Ref: JR202827

An exceptional Business Risk Manager is required by a Global Financial Services firm. Our client is a leading provider

00:00:00 Client Control Manager City of London Permanent Reference: 198342

A Client Control Manager is required for the client control contracting team of one of the world's largest global investors. The role is based in London.

The Client Control Manager will lead a newly created team of expert contracting st

00:00:00 Compliance Officer - Docklands £70,000 - £85,000 p/a City of London Permanent Reference: 201635

Compliance Officer Docklands £85,000

Our client is a one of the worlds leading execution only stockbrokers. They are currently looking for a Compliance Officer to head up there team.

Duties

00:00:00 Guideline Monitoring Analyst City of London Temporary Reference: 202916

One of the worlds largest fund managers seeks a Compliance Guideline Monitoring Analyst to work within the Global Guidelines project team responsible for extracting and analysing client, regulatory, and internal guidelines and then coding into Sentin

00:00:00 Compliance Advisory (Fixed Income) £60,000 - £60,000 p/a City of London Permanent Reference: 202862

Compliance Advisory Team Position Mandate

Background
Our client is seeking to recruit a senior compliance manager with years relevant compliance/legal/regulatory/consulting experience to its advisory team in London. We woul

00:00:00 Client Onboarding Manager £40,000 - £50,000 p/a City of London Permanent Reference: 200605

Our client based in the City of London is one of the United Kingdoms leading providers of spread betting. Due to recent expansion a vacancy has arisen on the account opening manager . Based in my clients City office duties will include;

00:00:00 Compliance Manager £45,000 - £55,000 p/a Docklands Permanent Reference: 202213

A Compliance Manager is required for the UK's leading wealth manager, serving affluent, high net worth and intermediary clients worldwide, providing international and private banking, fiduciary services, investment management and brokerage.
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00:00:00 Senior Risk & Oversight Manager City of London Permanent Reference: 201450

A senior manager is required for regulatory risk oversight within the group regulatory risk team of an eminent international investment bank. The role is based in London.

As a successful senior manager is required for regulatory risk ove

00:00:00 Compliance Manager - London City of London Permanent Reference: 202615

A Senior Manager is required for Compliance Trade Monitoring within an independent, established provider of mutual funds, defined contribution pensions, segregated portfolios and multi-manager products.

This function is to enhance and ex

00:00:00 SEC Compliance Policy - Associate Director Surrey Permanent Reference: 202752

My client is an established provider of asset management, serving the investment needs of individuals, institutions and advisers, providing mutual funds, defined contribution pensions, segregated portfolios and multi-manager products. Due to recent e

00:00:00 Compliance Policy - Associate Director Surrey Permanent Reference: 202755

00:00:00 Compliance Officer - Surrey Surrey Permanent Reference: 202611

We are seeking a compliance officer for a highly challenging and responsible role within a leading provider of financial services. Our client is an established fund manager that serves the investment needs of individuals, institutions and advisers in